​​​​​Investor Protection & ManagemENt Services

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We cater to each customers "specific" investment related needs.

What we do:

With our program our fee generally pays for itself many times over.

ALL of our fees are CLEARLY DISCLOSED upfront and may even be tax deductible.

If you're financially "well off" and saving brokerage fees won't change your life? May we suggest donating it to a charity of your choice.... ?
​WE ALL KNOW, WALL STREET HAS ENOUGH MONEY!!

We Offer Clear Answers:

We DON'T require you to open an account.

​We DON'T charge commissions.

We DON'T receive "kick backs".

We DON'T advocate which Broker you choose.

We DON'T charge a fee to review your portfolio.

​We DON'T share or disclose ANY of your Information.

​We DON'T hide fees.

We DON'T pressure you.

We DON'T  require "minimums" for account reviews.
​* $10,000 - $10,000,000+

Barry Cassese © 2013 All Rights Reserved

In fact, IF you choose to donate any "savings" we find, we will donate our service to YOU!

Let's Make a Difference

Protecting Investors​

Our Fees

• Do your Investments carry hidden fees?​​
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• Did you know your Mutual Funds may carry fees of up to 5%?
  
  
• ​Have you been sold Annuities with commissions as high as 8%?
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• ​Is your broker meeting your "Investment Objectives"? ​​​
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• Is your portfolio properly Diversified?
  
  
• ​​Has your broker sold you their "proprietary" products?​
  
  
• Is your portfolio keeping pace with the markets?
  
  
• ​​Has your broker taken any precautions to "protect" your downside?
  
  
• ​​​Is your account being "churned"?
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• Does your broker have a college degree in Finance?​
  
  
• ​Does the activity in your account generally happen at a certain time of month?
  
  
• Did you know many brokers hand off the responsibility ​of managing your money to a money manager? 
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• How much money does your broker manage?​
  
  
• ​​Do you ask your broker the right questions?

We offer a wide variety of services for our clients.

​​​​Barry Cassese

What we DON'T do:

​​​​​​​InvestMENT ADVISOR

Our fee structure ranges from:

• Hourly Consulting Rate
• ​Fixed/Flat Consulting Rate
  
• ​Annual Retainer
  
• Percentage of Assets Managed
  
• Percentage of "Cost Savings" 
  ​*Qualified Customers

Whether you maintain:

• ​IRA Account (Simple, Roth, SEP or Traditional)
• 401K Plan or Retirement Plan
• ​Individual, Joint or Corporate Accounts

Our services range from:

• A Comprehensive Portfolio "Fee" Analysis
• Brokerage Firm "Documentation" Analysis
• "Suitability" Analysis
• Wall Street Educational Techniques
• Broker and Brokerage Firm Background-Checks
• Broker and Brokerage Misconduct Consulting
  
• Full Service Financial Advice
  
• Portfolio Risk Management

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• ​Are you being overcharged?
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• Is your broker being privately compensated by the very Investments recommended to you?
  
  
• Do you clearly understand your Confirmations & Monthly Statements?
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• Whose financial interest comes first when ​your broker "only" receives commissions on Investment sold?​
  
  
• How much do you "actually" pay your Broker in Account Fees, Commissions and Interest?
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• Did you know EVERY dollar you pay in Fees, Commissions & Expenses affect your overall Rate of Return?
  Stocks? Bonds? Mutual Funds?​
  
  
• Can you construct of a portfolio for "less"?​
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• ​Do you understand the "fine print" on the Account Documents you've signed? Have you signed away any of your rights?
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• Has your broker sold you securities "directly" from his Inventory?
  
  
• Does your broker give you the same treatment as his "big" customers?
  
  
• Does your broker call to inform you of changes in your account? 
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• ​Do you know what your Mutual Fund Investments consist of?​
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• Does your broker have a commission quota at his firm?
  
  
• ​Is your account being neglected?​
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• What sort of financial shape is you Broker or Broker Dealer in?
  Tax Liens? Judgments? Bankruptcy?
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• Do you understand "Mark-ups"  & "Mark-downs"?​​
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• ​Do your bonds have large "Spreads"​