- EVERY DOCUMENT YOU'VE SIGNED MAY BE USED AGAINST YOU!

- WE CAN HELP PROTECT YOU FROM THE "FINE PRINT"!

- BEING PREVENTATIVE MAY HELP YOU FROM DEVASTATING LOSSES!

- FIX IT "NOW" - "AFTER THE FACT" IS WAY TOO LATE!

Here's another "Real Life Scenario" that we've seen in the Securities Industry OVER and OVER and Over.

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  • ​Would you remember if your broker discussed your "Risk Tolerance"?

  • ​Would your remember if your broker discussed "Investment Objectives"?

  • Would you know why your broker requires your signature on "Activity Documents"?

Book Recommendations:

Far too many times we've seen Investors lose SUBSTANTIAL amounts of money in the market. 
​Investors are constantly shocked at how much money they invested with a broker VANISH right before their eyes. 

1000% YES!!!!

Brokers and Brokerage Firms may use these same documents to protect themselves from taking responsibility
​in the event you lose money EVEN as a result of "their misconduct".

The Scenario:

The Reality:

 PREVENTATIVE STEPS! DON'T BE LEFT HOLDING THE BAG! 

Here's why:

Barry Cassese © 2013 All Rights Reserved

​​​​​Investor Protection & ManagemENt Services

Is this stuff even important for you to understand? 

Here's what you DIDN'T see UNLESS paying particular attention to your Account Documents.

Protecting Investors​

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  • Do your Account Documents describe your Risk Tolerance as "Aggressive"?

  • Do your Account Documents describe your Investment Objectives as "Speculation"?

  • Does your broker require you to sign Activity Documents describing "High Activity"?

​​​​​​​InvestMENT ADVISOR